Tag Archives: British Columbia Financial Services Authority

Agent loses license after having someone impersonate him at online ethics course

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Ang “Leon” Li admitted that he asked a family member to pretend to be him for a course called “Ethics — Building Trust.” Continue reading →

Got milk? Thirsty agent fined $15K for drinking homesellers’ milk

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Mike Rose told Canadian regulators in British Columbia he was on a new medication that made him “unusually dehydrated.” But does that justify drinking his clients’ milk, straight from the jug? Continue reading →